Risk-based Supervision Program for Securities Regulators from European EMDEs

Designed in partnership with the International Organization of Securities Commissions (IOSCO)

Not open for registration. Contact Us for more info.
Online, Zoom
Oct 14th - Oct 18th, 2024
12:00PM - 04:45PM

(Timezone: CEST)

Central European Summer Time UTC + 2

Richa Goyal

Program Director

It's too late to register for this Event.

Program Description

This five-half-day virtual program was designed to help securities supervisors and regulators from emerging markets and developing economies (EMDEs) in Europe to better understand risk-based supervision (RBS), improving their effectiveness. It covers key topics such as leadership, operational resilience, environmental, social and, governance (ESG) issues with a focus on climate disclosures, and effective communication with stakeholders – which is crucial for RBS implementation. Participants are expected to develop and present action plans for RBS implementation, drawing on their jurisdiction’s specific needs and challenges.

Speakers and Program Leaders

Tajinder Singh, Acting Secretary General, IOSCO
Raluca Tircoci Craciun, Director, Standards Implementation, IOSCO
Mimoza Kaçi, General Executive Director, Board Member, Albanian Financial Supervisory Authority
Ekaterine Mikabadze, Deputy Governor, Board Member, National Bank of Georgia
Jasna Smileva, Chief of Staff, Securities and Exchange Commission of the Republic of North Macedonia
Sherman Boone, Senior Policy Advisor, IOSCO
Jean Lorrain, Chair, Securities Advisory Board, Toronto Centre
C. King Bert Chanesta, Program Leader, Toronto Centre
Jennifer Long, Program Leader, Toronto Centre

View their bios here.

Program Agenda

Download document

Click the attached document to view the program agenda.

REGISTRATION

This program is open for registration to IOSCO members.

VIRTUAL NETWORKING SESSION

An icebreaker and networking session will be held before the program. This session aims to facilitate peer interaction and prepare participants for the program's collaborative learning environment. It will emphasize leadership skills, action planning, and effective stakeholder communication, crucial for driving continuous improvement in regulatory practices.

REQUIRED PRE-READING

Participants are expected to complete pre-reading materials in advance of the program.

Who Should Attend

This program is designed for mid- to senior-level officials responsible for overseeing securities markets. A minimum of three years’ experience in securities supervision, policy analysis, or market development is recommended.

Participants should be proficient in English.

 

Topics Covered
  • RBS developments in the European securities sector 
  • Concepts, principles, and approaches for effective RBS implementation
  • Intersection of RBS, financial inclusion, proportionality, and UN- SDGs 
  • Climate-related risks in RBS
  • RBS on-site inspections
  • Identifying significant activities
  • Risk management and independent oversight functions performance assessment 
  • The importance of early intervention
Partners

IOSCO

Featured Content
Toronto Centre
Mon, Feb 26, 2024

The Risk-Based Supervision of Liquidity

Liquidity is fundamental to the operation of financial institutions. Problems can quickly arise and escalate, threatening the stability of the financial system. This TC Note and accompanying podcast .. Read More

Toronto Centre
Thu, Nov 16, 2023

Risk-Based Supervision: Some Practical Implementation Issues

This TC Note and podcast address issues encountered by introducing risk-based supervision. These range from technical matters to more complex challenges, such as: appropriate calibration of ratings.. Read More

Toronto Centre
Tue, Nov 29, 2022

Drivers of External and Inherent Risks in Risk Based Supervision

This TC Note and accompanying podcast provides useful background on issues to be considered in assessing risk when guidance does not exist. Read their biographies. Read the transcript. Read the TCN... Read More

Subscribe to receive information about
our programs, events, and Supervisory Guidance