A Two-Week Course in Financial Regulation and Supervision
The program aims to provide a comprehensive core curriculum covering the fundamental principles and best practices of regulation and supervision. The course will address supervisory issues faced by supervisors of the banking, insurance, pensions and securities industries, and will maintain Toronto Centre’s interactive approach to learning through the extensive use of group activities and case studies.
Topics covered include:
· Regulation and supervision
· Risk-based supervision
· Credit risk supervision
· Insurance risk supervision
· Operation risk supervision
· Conduct risk supervision
· Corporate governance
· Internal controls
· Anti-money laundering and countering terrorist financing
· Licensing and authorization
· Regulatory capital
· Macroprudential surveillance
· Consolidated and conglomerate supervision
· Cross-border supervisory cooperation
· Problem institutions, recovery planning and resolution
This course will be taught by Toronto Centre program directors and program leaders who have a wealth of highly relevant experience to share with participants in order to help them carry out their work in line with international best practices and to address challenges that they may encounter in their supervisory and regulatory work. More details on the presenters will be provided at a later date.
Who Should Attend?
The program is designed for mid- to senior-level staff and managers involved in regulatory and supervisory activities. Participants should have at least three years of working experience in financial sector supervision, analysis, or policy, and be proficient in English.
Program Fee: US$4,000
Where is the Program?
The program will be held downtown Toronto at two executive class locations: the Vantage Venues and the Ivey Tangerine Leadership Centre.
Participants are invited to take part in a complimentary sightseeing tour of the world-renowned Niagara Falls on Sunday, March 31, 2019. This will be a good opportunity for participants to network with peers while experiencing the thundering roar and powerful mist of the falls up close.
Week 1: Vantage Venues 150 King Street West Toronto, ON, M5H 1J9 Week 2: Ivey Tangerine Leadership Centre 130 King Street West Toronto, ON, M5X 1K6
Please note, there will be a 1/2 day class on April 6th.