This program is designed to help prepare future leaders of financial sector supervisory agencies. As financial systems become increasingly integrated, as innovation and competition spread within and between different industry sectors, and as new players enter the market and disrupt traditional business models, successful supervisory agency managers need to have a broad-based understanding of the objectives, principles and best practices for regulating and supervising the banking, insurance, securities and pensions industries.
The Core Curriculum Certificate Course offers a comprehensive foundation in this essential knowledge. Designed and delivered by former senior supervisors of the different financial sectors, the course builds graduates’ capacity to provide effective leadership in their agencies and to advocate for sound regulation and supervision with political and industry leaders and other stakeholders. The course utilizes Toronto Centre’s proven interactive approach to learning by extensive use of group activities and case studies.
Preview of the topics that will be covered:
- Regulation and Supervision (in an economic context)
- Overview of Risks in Financial Sectors
- Regulation and Supervision
- Governing Principles and Standards
- Regulatory Capital
- Consolidated and Conglomerate Supervision
- Cross-Border Cooperation
- Corporate Governance
- Licensing and Authorization
- Risk- Based Supervision
- Problem Institutions, Recovery Planning, and Resolution
- Macroprudential Surveillance
- Conduct Supervision – Wholesale & Retail
- Anti-Money Laundering and Countering Financing of Terrorism
This course will be taught by Toronto Centre program directors and program leaders who have a wealth of highly relevant experience to share with participants to help them carry out their work in line with international best practices and to address challenges that they may encounter in their supervisory and regulatory work. More details on the presenters will be provided at a later date.
Who Should Attend?
The program is designed for mid- to senior-level staff and managers involved in regulatory and supervisory activities. Participants should have at least three years of working experience in financial sector supervision, analysis, or policy, and be proficient in English.
Program Fee: US$4,000
Early Bird Discounted Fee: US$3,000*
*Payment made by March 1
Where is the Program?
The program will be held at the Vantages Venue (formerly St. Andrew’s Club & Conference Centre)
. Accommodations are available on-site at the Schulich Executive Learning Centre.
Participants are invited to take part in a sightseeing tour of the world-renowned Niagara Falls during their time at the program. They will have a chance to network with peers whilst experiencing the thundering roar and powerful mist of the falls up close.