Core Curriculum Certificate Course

A Two-Week Course in Financial Regulation and Supervision

Sunday, October 29, 2017 - Friday, November 10, 2017

The program aims to provide a comprehensive core curriculum covering the fundamental principles and best practices of regulation and supervision. The course will address supervisory issues faced by supervisors of the banking, insurance, pensions and securities industries, and will maintain Toronto Centre’s interactive approach to learning through the extensive use of group activities and case studies.

Preview of the topics that will be covered:
  • Regulation and Supervision (in an economic context)
  • Overview of Risks in Financial Sectors
  • Regulation and Supervision
  • Governing Principles and Standards
  • Regulatory Capital
  • Consolidated and Conglomerate Supervision
  • Cross-Border Cooperation
  • Corporate Governance
  • Licensing and Authorization
  • Risk- Based Supervision
  • Problem Institutions, Recovery Planning, and Resolution
  • Macroprudential Surveillance
  • Conduct Supervision – Wholesale & Retail
  • Anti-Money Laundering and Countering Financing of Terrorism


This course will be taught by Toronto Centre program directors and program leaders who have a wealth of highly relevant experience to share with participants to help them carry out their work in line with international best practices and to address challenges that they may encounter in their supervisory and regulatory work. More details on the presenters will be provided at a later date. 

Who Should Attend?

The program is designed for mid- to senior-level staff and managers involved in regulatory and supervisory activities. Participants should have at least three years of working experience in financial sector supervision, analysis, or policy, and be proficient in English.

Registration Information

Program Fee: US$5,000                     
Early Bird Discounted Fee: US$3,500

Where is the Program?

The program will be held at the Schulich School of Business at York University. Accommodations are available on-site at the Schulich Executive Learning Centre. 

Networking Tour

Participants are invited to take part in a sightseeing tour of the world-renowned Niagara Falls on October 29. They will have a chance to network with peers while experiencing the thundering roar and powerful mist of the falls up close. 


Program Materials

There are no resources available for this program at the moment.

Program Venue

Executive Learning Centre
Schulich School of Business,
York University
4700 Keele Street
Toronto, Ontario
M3J 1P3

On-Campus Address:
56 Fine Arts Road
Accommodation: Schulich School of Business, York University

Program Contact

Madina Ibragimova